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Grace Lau

Benefit Financial Services Group

Phoenix, AZ

Irvine, CA

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Current Employers
Benefit Financial Services Group

2040 Main Street Suite 720, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-02-03
  • AZ RA
    APPROVED
    Since 2017-02-03

Branch Locations

1643 E. Bethany Home Rd., Phoenix, AZ 85016 • United States

2040 Main Street Suite 720, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacwest Financial Management, Inc. Phoenix AZ 06/1997 01/2017
Benefit Financial Services Group Irvine CA 01/2017 Present
Previous Registrations
  • 1997-04-29 → 2017-03-30
    Pacwest Financial Management Inc
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-28
  • S65 Uniform Investment Adviser Law Examination
    1996-05-28
Designations

View on SEC IAPD

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