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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-28 |
| IN | RA | APPROVED | 2017-02-28 |
Branch Locations
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securities Corporation | Indianapolis | IN | 06/1998 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | Indianapolis | IN | 02/2017 | Present |
1. DAVIS MINERALS INC.; P.O. Box 40607 Indianapolis IN 46240; Owner of mineral interests; President; Primarily leasing mineral interests to oil and gas exploration companies; affiliation started 02/28/1989; 2.0 hours per month; during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-29 |
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