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Current Employers
Wealth Science Advisors Llc

55 Roswell Street Suite 210, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-18
TX RA APPROVED_RES 2022-12-16
GA RA APPROVED 2022-08-17
  • FL RA
    APPROVED
    Since 2024-05-18
  • TX RA
    APPROVED_RES
    Since 2022-12-16
  • GA RA
    APPROVED
    Since 2022-08-17

Branch Locations

55 Roswell Street Suite 210, Alpharetta, GA 30009 • United States

Roswell, GA • United States

Santa Rosa Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 07/1995 05/2022
Northwestern Mutual Investment Services, Llc Milwaukee WI 06/1996 05/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 05/2022
Wealth Science Advisors Llc Alpharetta GA 05/2022 Present
Previous Registrations
  • 2007-02-16 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 2005-04-06 → 2007-02-15
    Alpharetta, GA
    Alpharetta, GA
    Atlanta, GA
    Atlanta, GA
    Alpharetta, GA
Other Businesses

1) WEALTH SCIENCE RESEARCH LABS; NOT INVESTMENT-RELATED; 55 ROSWELL STREET, STE 210, ALPHARETTA, GA 30009; PSYCHOLOGICAL ANALYTICS AND CONSULTING; WEALTH SCIENTIST; STARTED 1/2023; APPROXIMATELY 20 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS; RESEARCH, COACHING, AND TRAINING. 2) BULL GATA LLC; NOT INVESTMENT-RELATED; 55 ROSWELL ST STE 210, ALPHARETTA GA 30009; CONSUMER PRODUCTS; 100% OWNER; START DATE: 07/27/2016, APPROXIMATELY 0-5 HOURS PER MONTH, 0-5 HOURS DURING SECURITIES TRADING HOURS; OWNER/DESIGNER ALLIGATOR WALLETS/BELTS. 3) ENIGMAX LLC; NOT INVESTMENT RELATED; 230 HARDSCRABBLE RD, ROSWELL, GEORGIA 30075; 100% OWNER; START DATE: 08/26/2020; APPROXIMATELY 21-40 HOURS PER MONTH, 6-20 HOURS DURING SECURITIES TRADING HOURS; PHD RESEARCH AND INTELLECTUAL PROPERTY. 4) PROFESSOR OCEAN NATIONWIDE LLC; NOT INVESTMENT-RELATED; 443 CYPRESS DR, SANTA ROSA BEACH, FLORIDA 32459; 34% OWNER; START DATE: 1/24/2022; APPROXIMATELY 0-5 HOURS PER MONTH, 0-5 HOURS DURING SECURITIES TRADING HOURS; BOOK CO AUTHOR. 5) WEALTH SCIENCE FAMILY OFFICE LLC; NOT INVESTMENT-RELATED; 55 ROSWELL ST STE 210, ALPHARETTA, GA 30009; 100% OWNER; STARTED: 08/26/2022; 10 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; STRATEGIC CONSULTING AND ADMINISTRATIVE SUPPORT SERVICES TO ENTITIES AND HIGH NET WORTH FAMILIES. 6) WEALTH SCIENCE TAX LLC; NOT INVESTMENT-RELATED; 443 CYPRESS DRIVE, SANTA ROSA BEACH, FL, 32459; 100% OWNER; STARTED: 07/14/2025; 10-20 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; ASSISTS CLIENTS WITH TAX PLANNING, TAX PROJECTIONS, AND FILING TAX RETURNS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-28
S63 Uniform Securities Agent State Law Examination 2002-01-05
  • S65 Uniform Investment Adviser Law Examination
    2005-07-28
  • S63 Uniform Securities Agent State Law Examination
    2002-01-05
Designations
Other Names
  • Jim Exley
  • James William Iv Exley

View on SEC IAPD

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