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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-13 |
| WA | RA | APPROVED | 2024-12-13 |
Branch Locations
4400 Ne 77Th Ave Ste 275 #206, Vancouver, WA 98662 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 04/2015 | 12/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 12/2024 |
| Lpl Financial, Llc | Vancouver | WA | 12/2024 | Present |
1 - 11/2024 - FRAZER FINANCIAL, LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 2 Hours/Month - WA 98662 - OBA Start Date: 11/25/2024. 2 - 11/2024 - Pacific Northwest Wealth Management - DBA for LPL Business - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 3 - 11/2024 - Pacific Northwest Wealth Management - Non-Variable Insurance - Inv Related - 5 Hours/Month - WA 98662 - OBA Start Date: 11/25/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-09 |
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