Carol H Kinder

Current Employers

Employment History

• 11/2010 → 10/2021
  First Allied Securities, Inc
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 10/2021
  First Allied Advisory Services
  Schaumburg, IL
• 10/2021 → Present
  Lpl Financial, Llc
  Alexandria, LA

Previous Registrations

• 2020-11-12 → 2021-10-29
  Cetera Investment Advisers Llc
  Alexandria, LA
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Alexandria, LA
• 2010-11-01 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  Alexandria, LA
• 2010-02-23 → 2010-11-01
  Wells Fargo Clearing Services, Llc
  Alexandria, LA

Other Businesses

1)10/29/2021 - D. S. H PROPERTIES LLC - Not Investment Related- Business Entity For Tax/Investment Purposes Only- 400 TEALWOOD DRIVE - Start Date: 08/05/2013 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 10/29/2021 - PATHWAY ADVISORS LLC - Investment Related - DBA for LPL Business (entity for LPL business) -At Reported Business Location(s) - Start Date: 11/01/2010 - 160 Hrs/Mth - 9 Hrs During Trading. 3) 10/29/2021 - CAROL KINDER LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Home Based - Start Date: 11/01/2010 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 09/06/2024 - Altus Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 10/01/2024 - 40 Hrs/Mth - 40 Hrs During Trading. 5) 06/26/2025 - Altus Wealth Management - - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 01/01/2025 - 12 Hrs/Mth - 40 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-04-07
• S63 Uniform Securities Agent State Law Examination
  1996-08-23

Other Names

• Carol Henry Bolton
• Carol H Bolton