Anthony Andrew Nieddu

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  Raymond James Financial Services
  Lodi, CA
• 05/2010 → Present
  Raymond James Financial Services Advisors Inc.
  Lodi, CA

Previous Registrations

• 2009-10-23 → 2010-06-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stockton, CA
  Roseville, CA
• 2006-04-03 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Stockton, CA
  Roseville, CA
• 2002-01-14 → 2006-04-03
  Wells Fargo Clearing Services, Llc
  Sacramento, CA

Other Businesses

(1)Name of Business: Hickinbottom Financial -Raymond James Financial Services Address: 135 N Church St Ste 1, Lodi, CA, 95240, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/09/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-09-12
• S65 Uniform Investment Adviser Law Examination
  1996-09-12