Daniel Richard Colvis

Current Employers

Employment History

• 09/2011 → 02/2018
  Sii Investments, Inc.
  Chester, IL
• 02/2018 → Present
  Lpl Financial Llc
  Chester, IL

Previous Registrations

• 2011-09-19 → 2018-02-14
  Sii Investments, Inc.
  Chester, IL
  Appleton, WI
  Chester, IL

Other Businesses

1. 02/14/2018 - Colvis Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - Daniel & Tracy Colvis - Not Investment Related - 1201 Swansick St Chester IL 62233-1667 - Real Estate Rental - Co-owner. 3. 08/21/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:11/27/2017 - 1 hr/mo - 1 hr during trading. 4. 10/22/2020 - City of Chester - Not Investment Related - 1330 Swanwick Street, Chester, IL 62233 - Non-Profit Board Member - Treasurer - Start Date: 04/30/2021 - 10 Hours Per Month/0 Hours During Securities Trading - The City Treasurer position basically handles the reinvestment of CD money for the City. When CDs come due, the Treasurer will contact approved banks to get the best rate for the City. The Treasurer also gives the city a report on such funds. 5. 04/25/2022 - Randoplh County Merit Board - Not Investment Related - Chester, IL 62233 - Non-Profit Board Member - Board Member - Start Date - 04/12/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 6) 05/27/2025 - Life X Research Corp - Inv. Related - Outside/W-2 Employment - Atlanta GA - Start Date:07/01/2025 - 1 Hours Per Month/ 0 Hours During Securities Trading. 7) 06/02/2025 - First National Bank of Ava - Not Investment Related - For-Profit Board Member - Ava IL - Start Date:06/01/2025 - 1 Hours Per Month/ 1 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-27
• S63 Uniform Securities Agent State Law Examination
  1996-07-03