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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-05-24
  • IL RA
    APPROVED
    Since 2018-05-24

Branch Locations

400 W. Broadway, Steeleville, IL 62288 • United States

1101 N Market St, Sparta, IL 62286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Boeing Company St. Louis MO 01/2009 02/2018
Lpl Financial Llc Sparta IL 02/2018 Present
  • 01/2009 → 02/2018
    The Boeing Company
    St. Louis, MO
  • 02/2018 → Present
    Sparta, IL
Other Businesses

1) 03/06/2018 - Howell Financial Services, Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2018 - 130 hr/mth 2) 10/24/2023 - Real Estate Rental - Investment Related - Sparta, IL - Start Date 06/02/2022 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-23
  • S66 Uniform Combined State Law Examination
    2018-05-23

View on SEC IAPD

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