Ryan J Broyles

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-05-25
TX	RA	APPROVED_RES	2020-01-06
CA	RA	APPROVED	2006-08-21

AZ RA
APPROVED

Since 2023-05-25
TX RA
APPROVED_RES

Since 2020-01-06
CA RA
APPROVED

Since 2006-08-21

Branch Locations

3031 West Frye Road Bldg. D, Chandler, AZ 85226 • United States

7293 N Scottsdale Rd Suite 107, Scottsdale, AZ 85253 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Chandler	AZ	03/1998	Present
Charles Schwab Bank,	Chandler	AZ	03/2007	Present

03/1998 → Present

Charles Schwab & Co., Inc.

Chandler, AZ
03/2007 → Present

Charles Schwab Bank,

Chandler, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-17
S63	Uniform Securities Agent State Law Examination	1996-08-05

S66 Uniform Combined State Law Examination

2006-08-17
S63 Uniform Securities Agent State Law Examination

1996-08-05

Other Names

Ryan Jay Broyles

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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