Kathleen Christine Laverde

Current Employers

Employment History

• 06/2015 → 05/2017
  The Leaders Group Inc
  Littleton, CO
• 06/2015 → 05/2017
  Mercury Financial Group
  Dallas, TX
• 05/2017 → 11/2017
  Saybrus Equity Services
  Hartford, CT
• 11/2017 → 03/2020
  Ameriprise Financial Services, Inc.
  Crestview Hills, KY
• 03/2020 → 01/2025
  Ameriprise Financial Services, Llc
  Cincinnati, OH
• 01/2025 → 07/2025
  Horan Securities, Inc.
  Cincinnati, OH
• 02/2025 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 07/2025 → Present
  Horan Wealth, Llc
  Cincinnati, OH

Previous Registrations

• 2025-01-08 → 2025-07-07
  Horan Securities, Inc.
  Cincinnati, OH
  Cincinnati, OH
• 2017-11-05 → 2025-01-13
  Ameriprise Financial Services, Llc
  Cincinnati, OH
  Crestview Hills, KY
  Cincinnati, OH
  Crestview Hills, KY
  Cincinnati, OH
  Loveland, OH
  Chardon, OH
• 2005-06-24 → 2006-09-19
  Lpl Financial Llc
  Los Alamitos, CA
• 2004-09-29 → 2005-06-27
  National Planning Corporation
  Torrance, CA
• 2004-04-28 → 2004-07-07
  Citicorp Investment Services
  Lakewood, CA

Other Businesses

1) Horan Wealth LLC; 8044 Montgomery Rd., Ste. 640, Cincinnati, OH 45236; M Financial Group - Member Firm Employee; Fixed Insurance Sales; Investment Related; Wealth Advisor; Sales and soliciting of business; 03/01/2025; 10 ho/mo; 10 ho/mo during trading hours; 2) Horan Wealth, LLC, 8044 Montgomery Rd., Ste. 640, Cincinnati, OH 45236; Registered Investment Adviser; Investment related; IAR; Sales and soliciting of business; 03/01/2025; 150 ho/mo; 150 ho/mo during trading hours;

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-14
• S63 Uniform Securities Agent State Law Examination
  1996-07-11

Other Names

• Kathy Christine Nicosia
• Kathleen Christine Mcnight
• Kathy Laverde