Edward Scott Rosenberg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1996 → 03/2017
  Metlife Securities Inc.
  Austin, TX
• 03/2017 → 06/2025
  Mml Investors Services, Llc
  Denver, CO
• 07/2016 → 06/2025
  Massmutual Life Insurance Co
  Denver, CO
• 06/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2025 → Present
  Cetera Investment Advisers Llc
  Greenwood Village, CO

Previous Registrations

• 2017-03-25 → 2025-06-10
  Mml Investors Services, Llc
  Greenwood Village, CO
  Denver, CO
  Grand Junction, CO
• 1999-01-01 → 2017-03-25
  Msi Financial Services, Inc.
  Greenwood Village, CO
  Denver, CO
  Scottsdale, AZ
  Greenwood Village, CO
  Greenwood Village, CO

Other Businesses

STEP BY STEP FINANCIAL DBA CETERA BUSINESS, 50% OWNER

Exams

• S66 Uniform Combined State Law Examination
  2016-06-30
• S63 Uniform Securities Agent State Law Examination
  1996-12-12