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Pedro M Suau-Sanchidrian

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guaynabo, PR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-07-20
  • TX RA
    APPROVED_RES
    Since 2011-07-20

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Guaynabo PR 06/2009 Present
Bank Of America,Na Guaynabo PR 12/2009 Present
  • 06/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Guaynabo, PR
  • 12/2009 → Present
    Bank Of America,Na
    Guaynabo, PR
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-18
S65 Uniform Investment Adviser Law Examination 1996-12-07
  • S63 Uniform Securities Agent State Law Examination
    1997-01-18
  • S65 Uniform Investment Adviser Law Examination
    1996-12-07
Other Names
  • Pedro Manuel Suau

View on SEC IAPD

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