Steve Dwain Germany

Employer firm

Bok Financial Securities, Inc. CRD 17530

$1.06B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Bokf, Na
  Grapevine, TX
• 06/2007 → Present
  Bok Financial Securities, Inc.
  Grapevine, TX

Previous Registrations

• 2006-01-03 → 2007-06-23
  Uvest Financial Services Group, Inc.
  Grapevine, TX
  Fort Worth, TX
  Fort Worth, TX
  Fort Worth, TX
  Fort Worth, TX
  Grapevine, TX
• 2005-08-26 → 2005-12-31
  Osaic Fs, Inc.
  Dallas, TX
  Fort Worth, TX
  Grapevine, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-16
• S63 Uniform Securities Agent State Law Examination
  1996-07-22

Other Names

• Steve Dwain German