Steve Dwain Germany

Current Employers

Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2007-06-01

TX RA
APPROVED

Since 2007-06-01

Branch Locations

5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States

2250 State Hwy 114 W., Grapevine, TX 76051 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bokf, Na	Grapevine	TX	06/2007	Present
Bok Financial Securities, Inc.	Grapevine	TX	06/2007	Present

06/2007 → Present

Bokf, Na

Grapevine, TX
06/2007 → Present

Bok Financial Securities, Inc.

Grapevine, TX

Previous Registrations

2006-01-03 → 2007-06-23

Uvest Financial Services Group, Inc.

Grapevine, TX

Fort Worth, TX

Fort Worth, TX

Fort Worth, TX

Fort Worth, TX

Grapevine, TX
2005-08-26 → 2005-12-31

Osaic Fs, Inc.

Dallas, TX

Fort Worth, TX

Grapevine, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-11-16
S63	Uniform Securities Agent State Law Examination	1996-07-22

S65 Uniform Investment Adviser Law Examination

2001-11-16
S63 Uniform Securities Agent State Law Examination

1996-07-22

Other Names

Steve Dwain German

View on SEC IAPD

Current Employers

Bok Financial Securities, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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