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Daniel Charles Petika

Wells Fargo Clearing Services, LLC

Tampa, FL

Trinity, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-20
FL RA APPROVED 2005-06-27
  • TX RA
    APPROVED
    Since 2015-11-20
  • FL RA
    APPROVED
    Since 2005-06-27

Branch Locations

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

3040 Little Rd, Trinity, FL 34655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Trinity FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Trinity FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-13
S63 Uniform Securities Agent State Law Examination 1996-08-23
  • S65 Uniform Investment Adviser Law Examination
    1996-09-13
  • S63 Uniform Securities Agent State Law Examination
    1996-08-23
Other Names
  • Daniel C Petika

View on SEC IAPD

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