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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-05-12 |
| TX | RA | APPROVED_RES | 1997-12-08 |
| AR | RA | APPROVED | 1997-10-30 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 06/1996 | Present |
| Bank Of America,Na | Little Rock | AR | 12/2009 | Present |
I*1705259 Entity Type: For Profit Name of OBA: 94 Champs Address:Little Rock, AR, 72212 Investment Related:No Position, Title, Association:General Partner/Managing Member,Other Employee Start Date:02/16/2024 No Hours: 2 Monthly No Hours during trading:0 Duties:Family LLC that owns a single family home that is on a rental program. Responsibilities are limited to simply working with the company who manages the rental and keeping track of paperwork to submit to accountants so they can file a K1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-26 |
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