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Oui Seesawat Coulson

Oppenheimer & Co. Inc.

Coral Gables, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-26
  • FL RA
    APPROVED
    Since 2024-02-26

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Plantation FL 02/2015 10/2021
Morgan Stanley Private Bank, National Association New York NY 04/2015 10/2021
First Horizon Advisors Coral Gables FL 11/2021 02/2024
Oppemheimer & Co. Inc. Coral Gables FL 02/2024 Present
  • 02/2015 → 10/2021
    Morgan Stanley
    Plantation, FL
  • 04/2015 → 10/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2021 → 02/2024
    First Horizon Advisors
    Coral Gables, FL
  • 02/2024 → Present
    Oppemheimer & Co. Inc.
    Coral Gables, FL
Previous Registrations
  • 2021-11-03 → 2024-02-26
    First Horizon Advisors, Inc.
    Coral Gables, FL
    Coral Gables, FL
  • 2015-04-01 → 2021-11-22
    Morgan Stanley
    Plantation, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-30
S63 Uniform Securities Agent State Law Examination 1996-08-06
  • S65 Uniform Investment Adviser Law Examination
    2015-03-30
  • S63 Uniform Securities Agent State Law Examination
    1996-08-06
Designations
Other Names
  • Oui P Seesawat

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
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CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
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