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Jay Stuart Spivak

Spivak Asset Management, LLC

Avon, CT

CRD 2763969

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Employer firm

Spivak Asset Management, LLC CRD 125714

$439M regulatory AUM 63 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Spivak Asset Management, Llc

172 West Main Street, Avon, CT 06001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-07
CT RA APPROVED 1996-06-25
  • TX RA
    APPROVED_RES
    Since 2017-03-07
  • CT RA
    APPROVED
    Since 1996-06-25

Branch Locations

172 West Main Street, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spivak Asset Management, Llc Avon CT 05/1996 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-28
  • S65 Uniform Investment Adviser Law Examination
    1996-05-28

View on SEC IAPD

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Nearby Investors

JASON JAMES WARNKE
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Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Avon, CT
EDWARD JONES · AVON, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Avon, CT

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