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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-04-07 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Prudenville, MI • United States
6868 W Houghton Lake Dr, Houghton Lake, MI 48629 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cadillac | MI | 04/2008 | 02/2017 |
| The Huntington Investment Company | Cadillac | MI | 02/2017 | Present |
| Kestra Investment Services, Llc | Houghton Lake | MI | 04/2017 | Present |
| Kestra Advisory Services, Llc | Houghton Lake | MI | 04/2017 | Present |
Name: Brass Ring Wealth Management Inv Rel: Yes Address: 117 Tuscaroras Trl. Prudenville MI 48651 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position: Investment Advisor Representative Start Date: 4/7/2017 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) DESC: Full service investment advisor and registered representative. Name: Todd W. Reno Inv Rel: No Address: 6868 W. Houghton Lake Dr. Houghton Lake MI 48629 NOB: Real Estate Position: owner Start Date: 9/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: maintain commercial property Name: Todd W. Reno Inv Rel: No Address: 6868 W. Houghton Lake Dr. Houghton Lake MI 48629 NOB: Real Estate Position: owner Start Date: 9/21/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) DESC: provide office space Name: Houghton Lake Financial Inv Rel: Yes Address: 6868 W. Houghton Lake Dr. Houghton Lake MI 48629 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position: Financial Advisor and Owner Start Date: 11/15/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) DESC: Provide investment services and products to retail investors in an office building that I own.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-30 |
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