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Christian James Mikkelsen

Wells Fargo Clearing Services, LLC

St. Louis, MO

St Charles, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2011-08-24
  • MO RA
    APPROVED
    Since 2011-08-24

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

St Charles, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
Other Businesses

DBA SUMMIT LUXE; NOT INV. RELATED; ST CHARLES, MO; OWNER; START DATE 8/2017; 20 HRS PER MONTH; 0 HRS DURING TRADING; SELLING PRODUCTS ONLINE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-23
S63 Uniform Securities Agent State Law Examination 1996-12-20
  • S65 Uniform Investment Adviser Law Examination
    2011-08-23
  • S63 Uniform Securities Agent State Law Examination
    1996-12-20
Other Names
  • Chris Mikkelsen

View on SEC IAPD

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