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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

43100 Grand River Ave, Novi, MI 48375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Novi MI 10/2012 Present
Jpmorgan Chase Bank, N.A. Novi MI 10/2012 Present
Previous Registrations
  • 2006-05-26 → 2012-10-01
    Chase Investment Services Corp.
    Northville, MI
    Northville, MI
    Northville, MI
    Wixom, MI
    Chicago, IL
    Novi, MI
    South Lyon, MI
    Northville, MI
    Northville, MI
Other Businesses

Entity Name: Walled Lake Consolidated School District Investment related: No "Address: 850 Ladd Road - Building D Walled Lake, MI 48390" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 11/02/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Men's Varsity Hockey Coach

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-25
S63 Uniform Securities Agent State Law Examination 2003-04-11
  • S65 Uniform Investment Adviser Law Examination
    2006-05-25
  • S63 Uniform Securities Agent State Law Examination
    2003-04-11
Other Names
  • Steven Michael Nelson

View on SEC IAPD

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