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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-07 |
| TX | RA | APPROVED | 2014-06-06 |
Branch Locations
4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Sedona | AZ | 10/2012 | 01/2019 |
| Dog Days In Paradise Llc Dba Wag N Wash Seattle Queen Anne | Seattle | WA | 02/2016 | 12/2024 |
| Jpmorgan Chase Bank Na | Seattle | WA | 02/2019 | Present |
| Jpmorgan Securities Llc | Seattle | WA | 02/2019 | Present |
Entity Name: Greater Seattle Business Association (GSBA) Investment related: No Address: 400 Seattle, WA www.thegsba.org Nature of the other business: LGBTQ and allied chamber of commerce Position/Title/Relationship: Director Start Date: 01-Jan-2019 Approximate # of hours a month: 2 per week Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Director - Board of Directors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-25 |
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