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Shannon Lee Ballenger

Wells Fargo Clearing Services, LLC

St. Louis, MO

Chicago, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-12-05
  • IL RA
    APPROVED
    Since 2007-12-05

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

30 S Wacker Dr Ste 4000 [Gs-Rbo], Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chicago IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Chicago IL 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-03
S63 Uniform Securities Agent State Law Examination 1997-05-03
  • S66 Uniform Combined State Law Examination
    2007-12-03
  • S63 Uniform Securities Agent State Law Examination
    1997-05-03
Other Names
  • Shannon L Croteau
  • Shannon Lee Croteau
  • Shannon L Reid

View on SEC IAPD

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