Catherine Coffin Cawood

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Baltimore, MD
• 04/2015 → 02/2021
  Wells Fargo Clearing Services, Llc
  Baltimore, MD
• 04/2021 → 01/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2021 → 01/2022
  Northwestern Mutual Investment Services Llc
  Milwaukee, WI
• 01/2022 → Present
  Fsc Securities Corporation
  Atlanta, GA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2022-01-24 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
• 2021-05-25 → 2021-11-12
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 2015-05-28 → 2021-03-05
  Wells Fargo Clearing Services, Llc
  Annapolis, MD
  Columbia, MD
  Bethesda, MD
  Columbia, MD
  Lancaster, PA
  Mclean, VA

Exams

• S66 Uniform Combined State Law Examination
  2015-05-28

Other Names

• Kitty Cawood