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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-07-03 |
| TX | RA | APPROVED_RES | 2022-06-06 |
| DC | RA | APPROVED | 2009-02-23 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Washington | DC | 02/2009 | Present |
BOARD MEMBER OF THE PATUXENT RIVER COMMISSION 2)Name Of Business: Village of River Hill Community Association/Investment Related: No/Address:6020 Daybreak Circle,Clarksville, MD 21029/Nature Of Business: RHCA is a HOA. The mission of the Association is to promote the health, safety, common good and social welfare of the owners of property in, and the residents of, the Village of River Hill. The board fields questions and requests from the citizens in the community and potential homeowners. The board appoints members to the architectural committee/Position: Member of Board of directors/Duties: As a member of the Board for the Village of River Hill, in-person (or virtual) meetings are held once a month. The board reviews matters having to do with compliance of covenants for property owners in the Village of River Hill, for instance approving or denying alterations to improvements and scheduling events to promote the well being of the community./ Start Date: 8/12/2021/ Hours devoted: No. 3) Rental Property - 7014 Redmiles Road, Laurel, MD 20723, Residential real estate investment property with tenant for rent. Received rents of approximately $ during CY 2019, Proprietor / owner, Delegate property management to Tracey Bruening, start date-4/30/2008.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-21 |
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