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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-26 |
| LA | RA | APPROVED | 2017-08-01 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
6421 Perkins Rd. Building C, Suite B, Baton Rouge, LA 70808 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fred'S Of Natchez, Inc. | Natchez | MS | 06/2005 | Present |
| Argent Advisors, Inc. | Monroe | LA | 03/2009 | 08/2017 |
| Argent Insurance Services, Llc | Ruston | LA | 03/2009 | 08/2017 |
| Argent Trust | Monroe | LA | 06/2010 | 08/2017 |
| Lpl Financial Llc | Baton Rouge | LA | 10/2011 | 08/2017 |
| Kestra Investment Services, Llc | Baton Rouge | LA | 08/2017 | Present |
| Kestra Advisory Services, Llc | Baton Rouge | LA | 08/2017 | Present |
Bus Name: Fred's of Natchez, Inc. Investment Related: Yes Address: 116 N. Temple Rd Natchez MS 39120 Nature of Business: Real Estate Position, Title or Relationship: Treasurer Start Date: 11/22/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours/month during trading hours: 0% - 10% (0 - 14 hours) Duties: Occasional dealings with tenant; assembling financials for tax preparation by CPA. Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Bldg 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 8/1/2017 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Fee based investment services Bus Name: Centura Advisors, LLC Investment Related: Yes Address: 6513 Perkins Rd., Bldg. A, Ste. 1A Baton Rouge LA 70808 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director of Financial Planning Start Date: 8/1/2017 Hours per month: 51% - 60% (81 - 96 hours) Hours/month during trading hours: 51% - 60% (71 - 84 hours) Duties: Manage book of business and financial planning work Bus Name: BGraham, LLC Investment Related: No Address: 15316 Veranda Park Ln Baton Rouge LA 70810 Nature of Business: Other Other/None of the Above Receives revenue share from Centura Advisors Position, Title or Relationship: Owner/Member Start Date: 8/31/2017 Hours/month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Receives revenue share from Centura AdvisorsBusiness Name: PFC2, LLC Investment Related: Yes Address: 6421 Perkins Rd, Bldg C Baton Rouge LA 70808 Nature of Business: Real Estate Position, Title or Relationship: Member of LLC Start Date: 1/17/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None - just an investor in the building Bus Name: UNITED METHODIST FOUNDATION OF LOUISIANA POSITION: General Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2025 ADDRESS: 8337 Jefferson Hwy, Baton Rouge LA 70809, United States DESCRIPTION: Provide oversight over the management team to ensure they are advancing the mission of the foundation. Provide thoughts and guidance as to current and future direction of the organization.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-05-25 |
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