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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-26
LA RA APPROVED 2017-08-01
  • TX RA
    APPROVED
    Since 2023-07-26
  • LA RA
    APPROVED
    Since 2017-08-01

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

6421 Perkins Rd. Building C, Suite B, Baton Rouge, LA 70808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fred'S Of Natchez, Inc. Natchez MS 06/2005 Present
Argent Advisors, Inc. Monroe LA 03/2009 08/2017
Argent Insurance Services, Llc Ruston LA 03/2009 08/2017
Argent Trust Monroe LA 06/2010 08/2017
Lpl Financial Llc Baton Rouge LA 10/2011 08/2017
Kestra Investment Services, Llc Baton Rouge LA 08/2017 Present
Kestra Advisory Services, Llc Baton Rouge LA 08/2017 Present
  • 06/2005 → Present
    Fred'S Of Natchez, Inc.
    Natchez, MS
  • 03/2009 → 08/2017
    Monroe, LA
  • 03/2009 → 08/2017
    Argent Insurance Services, Llc
    Ruston, LA
  • 06/2010 → 08/2017
    Argent Trust
    Monroe, LA
  • 10/2011 → 08/2017
    Lpl Financial Llc
    Baton Rouge, LA
  • 08/2017 → Present
    Kestra Investment Services, Llc
    Baton Rouge, LA
  • 08/2017 → Present
    Baton Rouge, LA
Previous Registrations
Other Businesses

Bus Name: Fred's of Natchez, Inc. Investment Related: Yes Address: 116 N. Temple Rd Natchez MS 39120 Nature of Business: Real Estate Position, Title or Relationship: Treasurer Start Date: 11/22/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours/month during trading hours: 0% - 10% (0 - 14 hours) Duties: Occasional dealings with tenant; assembling financials for tax preparation by CPA. Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Bldg 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 8/1/2017 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Fee based investment services Bus Name: Centura Advisors, LLC Investment Related: Yes Address: 6513 Perkins Rd., Bldg. A, Ste. 1A Baton Rouge LA 70808 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director of Financial Planning Start Date: 8/1/2017 Hours per month: 51% - 60% (81 - 96 hours) Hours/month during trading hours: 51% - 60% (71 - 84 hours) Duties: Manage book of business and financial planning work Bus Name: BGraham, LLC Investment Related: No Address: 15316 Veranda Park Ln Baton Rouge LA 70810 Nature of Business: Other Other/None of the Above Receives revenue share from Centura Advisors Position, Title or Relationship: Owner/Member Start Date: 8/31/2017 Hours/month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Receives revenue share from Centura AdvisorsBusiness Name: PFC2, LLC Investment Related: Yes Address: 6421 Perkins Rd, Bldg C Baton Rouge LA 70808 Nature of Business: Real Estate Position, Title or Relationship: Member of LLC Start Date: 1/17/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None - just an investor in the building Bus Name: UNITED METHODIST FOUNDATION OF LOUISIANA POSITION: General Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2025 ADDRESS: 8337 Jefferson Hwy, Baton Rouge LA 70809, United States DESCRIPTION: Provide oversight over the management team to ensure they are advancing the mission of the foundation. Provide thoughts and guidance as to current and future direction of the organization.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-25
  • S63 Uniform Securities Agent State Law Examination
    1999-05-25
Designations

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