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Walter Danforth Fleak

Focus Financial

Minneapolis, MN

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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-08-23
  • MN RA
    APPROVED
    Since 2021-08-23

Branch Locations

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Distributors, Llc Jersey City NJ 12/2015 06/2017
Primerica Financial Services Maplewood MN 10/2017 12/2019
Pfs Investments Inc. Maplewood MN 12/2017 12/2019
Self-Employed Minneapolis MN 02/2003 Present
Faire Savoir Consulting Llc Minneapolis MN 12/2019 Present
Focus Financial Network Inc Minneapolis MN 07/2021 Present
Osaic Wealth, Inc. Minneapolis MN 07/2021 Present
  • 12/2015 → 06/2017
    Axa Distributors, Llc
    Jersey City, NJ
  • 10/2017 → 12/2019
    Primerica Financial Services
    Maplewood, MN
  • 12/2017 → 12/2019
    Pfs Investments Inc.
    Maplewood, MN
  • 02/2003 → Present
    Self-Employed
    Minneapolis, MN
  • 12/2019 → Present
    Faire Savoir Consulting Llc
    Minneapolis, MN
  • 07/2021 → Present
    Focus Financial Network Inc
    Minneapolis, MN
  • 07/2021 → Present
    Osaic Wealth, Inc.
    Minneapolis, MN
Previous Registrations
Other Businesses

1. OWNER - RENTAL OF OTHER UNITS IN PRIMARY RESIDENCE POSITION: Sole owner NATURE: Sole owner. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/04/2003 ADDRESS: 2217 Colfax Ave, Apt 3, Minneapolis MN 55405, United States DESCRIPTION: Managing property repairs and 2.FOCUS FINANCIAL POSITION: Registered Assistant NATURE: Corporation/Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 145 SECURITIES TRADING HOURS: 127 START DATE: 07/19/2021 ADDRESS: 1300 Godward Street NE, Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: Special projects and supervisory support. 3. FLEAK CONSULTING INC POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2024 ADDRESS: 2217 Colfax Ave S, Minneapolis MN 55405, United States DESCRIPTION: Consulting to non-financial services clients on marketing/IT projects

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-11
S63 Uniform Securities Agent State Law Examination 1996-09-04
  • S66 Uniform Combined State Law Examination
    2019-10-11
  • S63 Uniform Securities Agent State Law Examination
    1996-09-04
Other Names
  • Dan Fleak
  • Walter Danforth Fleak
  • Walter Fleak

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