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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-08-23 |
Branch Locations
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Distributors, Llc | Jersey City | NJ | 12/2015 | 06/2017 |
| Primerica Financial Services | Maplewood | MN | 10/2017 | 12/2019 |
| Pfs Investments Inc. | Maplewood | MN | 12/2017 | 12/2019 |
| Self-Employed | Minneapolis | MN | 02/2003 | Present |
| Faire Savoir Consulting Llc | Minneapolis | MN | 12/2019 | Present |
| Focus Financial Network Inc | Minneapolis | MN | 07/2021 | Present |
| Osaic Wealth, Inc. | Minneapolis | MN | 07/2021 | Present |
1. OWNER - RENTAL OF OTHER UNITS IN PRIMARY RESIDENCE POSITION: Sole owner NATURE: Sole owner. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/04/2003 ADDRESS: 2217 Colfax Ave, Apt 3, Minneapolis MN 55405, United States DESCRIPTION: Managing property repairs and 2.FOCUS FINANCIAL POSITION: Registered Assistant NATURE: Corporation/Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 145 SECURITIES TRADING HOURS: 127 START DATE: 07/19/2021 ADDRESS: 1300 Godward Street NE, Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: Special projects and supervisory support. 3. FLEAK CONSULTING INC POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2024 ADDRESS: 2217 Colfax Ave S, Minneapolis MN 55405, United States DESCRIPTION: Consulting to non-financial services clients on marketing/IT projects
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-04 |
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