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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-03 |
| OH | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bok Financial Securities Inc | Snoqualmie | WA | 10/2016 | 12/2016 |
| Bokf, Na | Snoqualmie | WA | 10/2016 | 12/2016 |
| Cavanal Hill Investment Management Inc | Tulsa | OK | 10/2016 | 01/2021 |
| Cavanal Hill Distributors Inc | Tulsa | OK | 01/2017 | 01/2021 |
| Waddell & Reed Inc | Pittsburgh | PA | 01/2021 | 07/2021 |
| Gregory Furer | Pittsburgh | PA | 01/2021 | 07/2021 |
| Jamie Danna | Pittsburgh | PA | 01/2021 | 07/2021 |
| Michael Sullivan | Pittsburgh | PA | 01/2021 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Blacklick | OH | 01/2021 | 07/2021 |
| Sed Properties Llc | Big Prairie | OH | 01/2008 | 07/2021 |
| Waddell & Reed, Inc. | Blacklick | OH | 01/2021 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Blacklick | OH | 01/2021 | 07/2021 |
| Cavanal Hill Investment Management Inc. | Tulsa | OK | 10/2016 | 01/2021 |
| Unemployed | Big Prairie | OK | 05/2016 | 10/2016 |
| Lpl Financial Llc | Blacklick | OH | 07/2021 | Present |
1- 01/2008 / SED Properties, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Prairie, OH 44611 2- 11/22/2022 - Columbus academy school - Not Investment Related - Gahanna, Oh - Other - Youth Football Coach - Head coach - Start Date - 07/25/2022 - 32 Hours Per Month/0 Hours During Securities Trading 3- 12/29/2025 - Stark Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/2025 - 160 hours per month/ 140 hours during trading 4- 01/12/2026 - SBD Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 12/05/2025 - 160 hours per month/ 140 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-09 |
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