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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-03
OH RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2025-12-03
  • OH RA
    APPROVED
    Since 2021-07-21

Branch Locations

5839 Chandler Ct, Westerville, OH 43082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities Inc Snoqualmie WA 10/2016 12/2016
Bokf, Na Snoqualmie WA 10/2016 12/2016
Cavanal Hill Investment Management Inc Tulsa OK 10/2016 01/2021
Cavanal Hill Distributors Inc Tulsa OK 01/2017 01/2021
Waddell & Reed Inc Pittsburgh PA 01/2021 07/2021
Gregory Furer Pittsburgh PA 01/2021 07/2021
Jamie Danna Pittsburgh PA 01/2021 07/2021
Michael Sullivan Pittsburgh PA 01/2021 07/2021
Various Insurance Carriers For W & R Insurance Agencies Blacklick OH 01/2021 07/2021
Sed Properties Llc Big Prairie OH 01/2008 07/2021
Waddell & Reed, Inc. Blacklick OH 01/2021 07/2021
Various Insurance Carriers For W&R Insurance Agencies Blacklick OH 01/2021 07/2021
Cavanal Hill Investment Management Inc. Tulsa OK 10/2016 01/2021
Unemployed Big Prairie OK 05/2016 10/2016
Lpl Financial Llc Blacklick OH 07/2021 Present
  • 10/2016 → 12/2016
    Bok Financial Securities Inc
    Snoqualmie, WA
  • 10/2016 → 12/2016
    Bokf, Na
    Snoqualmie, WA
  • 10/2016 → 01/2021
    Tulsa, OK
  • 01/2017 → 01/2021
    Cavanal Hill Distributors Inc
    Tulsa, OK
  • 01/2021 → 07/2021
    Waddell & Reed Inc
    Pittsburgh, PA
  • 01/2021 → 07/2021
    Gregory Furer
    Pittsburgh, PA
  • 01/2021 → 07/2021
    Jamie Danna
    Pittsburgh, PA
  • 01/2021 → 07/2021
    Michael Sullivan
    Pittsburgh, PA
  • 01/2021 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Blacklick, OH
  • 01/2008 → 07/2021
    Sed Properties Llc
    Big Prairie, OH
  • 01/2021 → 07/2021
    Waddell & Reed, Inc.
    Blacklick, OH
  • 01/2021 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Blacklick, OH
  • 10/2016 → 01/2021
    Tulsa, OK
  • 05/2016 → 10/2016
    Unemployed
    Big Prairie, OK
  • 07/2021 → Present
    Blacklick, OH
Previous Registrations
  • 2021-01-26 → 2021-07-21
    Waddell & Reed
    Blacklick, OH
    Hamden, CT
    Pittsburgh, PA
  • 2016-10-06 → 2021-01-15
    Snoqualmie, WA
    Tulsa, OK
  • 1997-04-13 → 2016-06-02
    Waddell & Reed
    Snoqualmie, WA
    Overland Park, KS
    Edmond, OK
    Moore, OK
    Edmond, OK
Other Businesses

1- 01/2008 / SED Properties, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Prairie, OH 44611 2- 11/22/2022 - Columbus academy school - Not Investment Related - Gahanna, Oh - Other - Youth Football Coach - Head coach - Start Date - 07/25/2022 - 32 Hours Per Month/0 Hours During Securities Trading 3- 12/29/2025 - Stark Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/2025 - 160 hours per month/ 140 hours during trading 4- 01/12/2026 - SBD Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 12/05/2025 - 160 hours per month/ 140 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-13
S63 Uniform Securities Agent State Law Examination 1996-08-09
  • S65 Uniform Investment Adviser Law Examination
    1997-02-13
  • S63 Uniform Securities Agent State Law Examination
    1996-08-09
Designations

View on SEC IAPD

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