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Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-09
TX RA APPROVED 2025-04-08
WI RA APPROVED 2025-04-08
  • FL RA
    APPROVED
    Since 2025-04-09
  • TX RA
    APPROVED
    Since 2025-04-08
  • WI RA
    APPROVED
    Since 2025-04-08

Branch Locations

850 Park Shore Dr, Suite 204, Naples, FL 34103 • United States

4050 State Highway 42/57, Sturgeon Bay, WI 54235 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Punta Gorda, FL • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Sturgeon Bay WI 10/2002 04/2025
Raymond James Financial Services Advisors, Inc Sturgeon Bay WI 06/2009 04/2025
Hilltopcnb, Llc Sturgeon Bay WI 10/2014 12/2018
Chambers Island Capital Investors Llc Sturgeon Bay WI 09/2015 11/2022
Blahnik Investment Group Inc. Sturgeon Bay WI 11/2010 Present
Benjamin F Edwards & Co, Inc Sturgeon Bay WI 04/2025 Present
  • 10/2002 → 04/2025
    Raymond James Financial Services, Inc
    Sturgeon Bay, WI
  • 06/2009 → 04/2025
    Sturgeon Bay, WI
  • 10/2014 → 12/2018
    Hilltopcnb, Llc
    Sturgeon Bay, WI
  • 09/2015 → 11/2022
    Chambers Island Capital Investors Llc
    Sturgeon Bay, WI
  • 11/2010 → Present
    Blahnik Investment Group Inc.
    Sturgeon Bay, WI
  • 04/2025 → Present
    Benjamin F Edwards & Co, Inc
    Sturgeon Bay, WI
Previous Registrations
Other Businesses

(1)Name of Business: Chambers Island Transport LLC Address: 5369 Pine Tree Road, Sturgeon Bay, WI, 54235, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC owns family interest of 1/12 of new transport vessel which serves only owners to transport personal equipment and supplies to their cabins on Chambers Island WI. Though it is NOT a for profit enterprise I've been told by those in compliance dept that this must be filed as Business Owner, which I do not agree with. AGAIN, this is not a for profit enterprise. (2)Name of Business: Jbandc, LLC Address: 4050 State Highway 42 57, Sturgeon Bay, WI, 54235, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/30/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: sole member of LLC that owns office building

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-18
S63 Uniform Securities Agent State Law Examination 1996-08-23
  • S65 Uniform Investment Adviser Law Examination
    2021-12-18
  • S63 Uniform Securities Agent State Law Examination
    1996-08-23

View on SEC IAPD

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