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Current Employers
Trust Advisory Group Ltd

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-01-16
  • AL RA
    APPROVED
    Since 2025-01-16

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2019-05-28
  • AL RA
    APPROVED
    Since 2019-05-28

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Birmingham AL 09/2016 02/2017
Guardian Life Insurance Co Of America New York NY 03/2017 10/2017
Park Avenue Securities, Llc New York NY 03/2017 10/2017
The Prudential Insurance Company Of America Birmingham AL 10/2017 04/2019
Pruco Securities, Llc Birmingham AL 10/2017 04/2019
Stonex Securities Inc. Birmingham AL 05/2019 Present
Stonex Advisors Inc. Birmingham AL 05/2019 Present
Stonex Financial Inc. Birmingham AL 01/2026 Present
  • 09/2016 → 02/2017
    Unemployed
    Birmingham, AL
  • 03/2017 → 10/2017
    Guardian Life Insurance Co Of America
    New York, NY
  • 03/2017 → 10/2017
    New York, NY
  • 10/2017 → 04/2019
    The Prudential Insurance Company Of America
    Birmingham, AL
  • 10/2017 → 04/2019
    Birmingham, AL
  • 05/2019 → Present
    Stonex Securities Inc.
    Birmingham, AL
  • 05/2019 → Present
    Birmingham, AL
  • 01/2026 → Present
    Stonex Financial Inc.
    Birmingham, AL
Previous Registrations
Other Businesses

1) Gadsden Arts Center and Museum 13 N. Madison St. Quincy, FL 32351 Nature of Business: The Gadsden Arts Center & Museum's mission is to foster understanding and appreciation of the visual arts to improve the quality of life in Gadsden County and the region. The organization works to enhance arts education, provide culture opportunities, and stimulate economic growth in the community. Investment Related: Non-Investment Related Title: General Board Member Duties: General Board Member, help in decisions about upcoming events and programming. Start Date: 01/02/2015 Approximate Hours Devoted to Business: 1 Approximate Hours Devoted to Business during Market Hours: 1 2) Florida Historic Capital Board Nature of Business: The Florida Historic Capitol Museum serves to illuminate the past, present, and future connections between the people of Florida and their political institutions through programs of civic education, historic interpretation, and preservation. Investment Related:Non-Investment Related Title: General Board Member Duties: General board member. Help assist in connecting the community and the leadership with the state of Florida Capital. Start Date: 06/01/2018 Approximate Hours Devoted to Business: 2 Approximate Hours Devoted to Business during Market Hours: 2 3) Oxford College of Emory University Board of Counselors 801 Emory St. Oxford, GA 30054 Nature of Business: learn and understand and help guide Oxford College as it continues to grow. Investment Related: Non-Investment Related Title: General Board Member Duties: General Board Member Start Date: 06/01/2010 Approximate Hours Devoted to Business: 1 Approximate Hours Devoted to Business during Market Hours: 1 4) Challen-Woodward LLC - 1007 Eagle Hill Drive, Birmingham, AL 35242 Nature of Business: Its an owned building and apartment Investment Related: No Business Position: 100% owner Business Duties: just managed to building, utilities, etc Business Start Date: 04/24/2023 Approximately one hour spent on this OBA monthly, with zero during market hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-10
S63 Uniform Securities Agent State Law Examination 1996-07-15
  • S65 Uniform Investment Adviser Law Examination
    2005-10-10
  • S63 Uniform Securities Agent State Law Examination
    1996-07-15
Other Names
  • Mayo Malone Woodward
  • Mayo M Woodward

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