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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-03 |
| OH | RA | APPROVED | 2025-10-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | New Smyrna Beach | FL | 02/2012 | 12/2017 |
| Fsc Securities Corporation | New Smyrna Beach | FL | 12/2017 | 07/2018 |
| Csenge Advisory Group | Clearwater | FL | 12/2017 | 08/2025 |
| Lion Street Financial, Llc | Lancaster | OH | 07/2018 | 08/2025 |
| Massmutual Life Insurance Co | Lancaster | OH | 09/2025 | Present |
| Mml Investors Services, Llc | Lancaster | OH | 09/2025 | Present |
NAME: JONES & COMAPNY, LLC, INV REL: N ADD: 161 W. MAIN ST, LANCASTER, OH 43130 NATURE: ACCOUNTING POSITION: MARKETING MANGER START DATE: 09/01/2025 NO. HR/MO: 25 NO. HR/MO DURING SEC TRADING: 15 DESCRIBE DUTIES: MARKETING AND SOCIAL MEDIA MANAGEMENT FOR A GROUP OF ACCOUNTING FIRMS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-07 |
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