Catherine Finegan Hitesman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 11/2016
  Wells Fargo Advisors Llc
  Asheville, NC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Asheville, NC

Previous Registrations

• 2009-06-01 → 2010-06-22
  Morgan Stanley
  Asheville, NC
• 2002-01-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Asheville, NC
  Asheville, NC

Other Businesses

YMCA OF WESTERN NORTH CAROLINA; INVESTMENT RELATED; ASHEVILLE,NC; ENDOWMENT COMMITTEE MEMBER; START DATE 04/01/2010; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; ATTENDING MEETINGS TO DISCUSS HOW TO GET THE WORD OUT THAT THE LOCAL YMCA HAS AN ENDOWMENT, WORKING ON WAYS TO INCREASE THE ENDOWMENT, AND ATTENDING A YEARLY DINNER TO RECOGNIZE PEOPLE WHO HAVE PUT THE ENDOWMENT FUND IN THEIR ESTATE PLANS.;

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-06
• S65 Uniform Investment Adviser Law Examination
  1996-08-06

Other Names

• Catherine V Finegan