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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-02-27 |
| NC | RA | APPROVED | 2010-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Asheville | NC | 05/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Asheville | NC | 11/2016 | Present |
YMCA OF WESTERN NORTH CAROLINA; INVESTMENT RELATED; ASHEVILLE,NC; ENDOWMENT COMMITTEE MEMBER; START DATE 04/01/2010; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; ATTENDING MEETINGS TO DISCUSS HOW TO GET THE WORD OUT THAT THE LOCAL YMCA HAS AN ENDOWMENT, WORKING ON WAYS TO INCREASE THE ENDOWMENT, AND ATTENDING A YEARLY DINNER TO RECOGNIZE PEOPLE WHO HAVE PUT THE ENDOWMENT FUND IN THEIR ESTATE PLANS.;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-06 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-06 |
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