Irene Oiyin Haas

Current Employers

Employment History

• 12/2010 → 06/2017
  Wunderlich Securities, Inc.
  Memphis, TN
• 07/2017 → Present
  Imperial Capital, Llc
  Houston, TX
• 04/2024 → Present
  Osaic Wealth, Inc.
  Katy, TX

Previous Registrations

• 2017-07-05 → 2020-08-26
  Imperial Capital Asset Management Llc
  Houston, TX
  Palm Beach Gardens, FL

Other Businesses

1. IRENE OI-YIN HAAS POSITION: POA NATURE: Power of Attorney - Financial and Medical for my Brother, Sam Lee. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2020 ADDRESS: 7914 Burgoyne, Houston TX 77063, United States DESCRIPTION: My brother has learning disabilities. So I take care of his retirement accounts and make sure bills are paid on time. I do not get paid for this. 2. IRENE OI-YIN HAAS POSITION: POA NATURE: I have POA both financial and medical for my sister Judith Lee, who has learning disabilities. I do not get paid for doing this. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2020 ADDRESS: 7914 Burgoyne Rd, Houston TX 77063, United States DESCRIPTION: I take care of my sister's retirement and investments plus pay her bills. 3. IRENE OI-YIN HAAS POSITION: Instructor NATURE: Sole Proprietorship Certified Financial Planner Certification program at Rice University as an instructor in 2025. Was a teacher assistant during 2024.? INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2025 ADDRESS: 7914 Burgoyne Rd, Houston TX 77063, United States DESCRIPTION: I helped the Certified Financial Planner Certification program at Rice University as an instructor as of 4-15-25, I was formerly a TA (start date 3-1-2024). 4. FINANCIAL & INSURANCE CONSULTANTS POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/22/2024 ADDRESS: 800 Avenue C, Katy TX 77493, United States DESCRIPTION: CRM system-Wealthbox- data management, follow up on leads, set up zooms or calls for Ben Keel III, Capture meeting notes and actionable items Financial Planning-eMoney: data management, assist clients, run cash flow projections General: Annual Meetings with fee-based clients: set up, attend, take notes and follow up Log annual meetings into WMP RMDs - review and follow up each year General rebalancing of fee-based accounts< 401K distribution and rollover IRA: help clients during the process Sentinel Annuities - Monitor Maturation

Exams

• S66 Uniform Combined State Law Examination
  2024-07-23
• S65 Uniform Investment Adviser Law Examination
  2017-07-14
• S63 Uniform Securities Agent State Law Examination
  1997-04-07

Designations

Other Names

• Irene Oiyin Lee