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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-07-30 |
| TX | RA | APPROVED_RES | 2025-07-25 |
Branch Locations
7950 Jones Branch Dr Ste 8338 Suite 8338, Tysons, VA 22102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Ft. Lauderdale | FL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Bethesda | MD | 03/2020 | 07/2025 |
| Lpl Financial Llc | Tysons | VA | 07/2025 | Present |
1. Start date: 07/21/2025 - THE CAPITOL BAY GROUP - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 8 Hrs During Trading - time Spent: 100
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-06 |
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