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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-02-05 |
| TX | RA | APPROVED | 2021-02-05 |
Branch Locations
18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scottsdale | AZ | 01/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 02/2021 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 02/2021 | Present |
THIN Z MAN LLC, NOT INV. RELATED, PHOENIX, AZ, 100% OWNERSHIP, START DATE: 11/17/2022, 10 HOURS PER MONTH/0 DURING TRADING, REAL ESTATE. TRUSTEE FOR CLOSE FRIEND; INV. RELATED; PHOENIX, AZ; START DATE 11/2017; 10 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, APACHE JUNCTION, AZ, 100% OWNERSHIP BY TRUST, START 11/1/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-17 |
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