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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-19 |
| IN | RA | APPROVED | 2023-10-17 |
Branch Locations
5140 Charlestown Rd Ste 3A, New Albany, IN 47150 • United States
514 Hillcrest Drive, Ste. 2, Brandenburg, KY 40108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kfg Private Client Services | Louisville | KY | 01/2002 | 10/2023 |
| Private Client Services, Llc | Louisville | KY | 01/2010 | 10/2023 |
| Lpl Financial Llc | New Albany | IN | 10/2023 | Present |
1) 10/10/2023 - Hardin & Duncan Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 40 Hours per month. 2) 10/10/2023 - JOCASA LLC - Real Estate Rental - Owner - IN 47150 - Investment related - 1 Hour per month - Start date: 04/01/2004. 3) 10/10/2023 - HARDIN INVESTMENT PROPERTIES LLC - Real Estate Rental - Owner - IN 47150 - Investment related - 1 Hour per month - Start date: 10/17/2008. 4) 10/10/2023 - Tracy R. Hardin - Non-Variable Insurance - Selling: Life, Health, Disability, Long Term Care, Fixed Annuities - IN 47150 - Investment related - 160 Hours per month - Start date: 07/01/1996. 5) 10/10/2023 - Real Estate Rental - Owner - IN 47150 - Investment related - Start date: 02/20/2015. 6) 10/10/2023 - Real Estate Rental - Owner - New Albany, IN 47150 - Investment related - Start date: 02/20/2015.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-03 |
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