Tracy Renee Hardin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → 10/2023
  Kfg Private Client Services
  Louisville, KY
• 01/2010 → 10/2023
  Private Client Services, Llc
  Louisville, KY
• 10/2023 → Present
  Lpl Financial Llc
  New Albany, IN

Previous Registrations

• 2010-01-04 → 2023-10-18
  Private Client Services, Llc
  Louisville, KY
  Louisville, KY
  New Albany, IN
  Brandenburg, KY
  Lebanon, KY
• 2002-01-28 → 2004-01-22
  Private Client Services, Llc
  Louisville, KY
• 2001-11-14 → 2003-08-15
  1717 Capital Management Company
  Louisville, KY

Other Businesses

1) 10/10/2023 - Hardin & Duncan Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 40 Hours per month. 2) 10/10/2023 - JOCASA LLC - Real Estate Rental - Owner - IN 47150 - Investment related - 1 Hour per month - Start date: 04/01/2004. 3) 10/10/2023 - HARDIN INVESTMENT PROPERTIES LLC - Real Estate Rental - Owner - IN 47150 - Investment related - 1 Hour per month - Start date: 10/17/2008. 4) 10/10/2023 - Tracy R. Hardin - Non-Variable Insurance - Selling: Life, Health, Disability, Long Term Care, Fixed Annuities - IN 47150 - Investment related - 160 Hours per month - Start date: 07/01/1996. 5) 10/10/2023 - Real Estate Rental - Owner - IN 47150 - Investment related - Start date: 02/20/2015. 6) 10/10/2023 - Real Estate Rental - Owner - New Albany, IN 47150 - Investment related - Start date: 02/20/2015.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-07-03

Designations

• Chartered Financial Consultant

Other Names

• Tracy Renee Trainor