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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-28 |
| MO | RA | APPROVED | 2017-09-27 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
St Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 11/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | 09/2017 |
| Wells Fargo Advisors Financial Network, Llc | St Louis | MO | 09/2017 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; ST. LOUIS, MO; OWNER; START DATE 9/19/2017; 4 HOURS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-12 |
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