James Leroy Drummond

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Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2016-07-02

ND RA
APPROVED

Since 2016-07-02

Branch Locations

1210 Elm St N, Fargo, ND 58102 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Parkland Securities	Ann Arbor	MI	08/2014	Present

08/2014 → Present

Parkland Securities

Ann Arbor, MI

Other Businesses

DRUMMOND FINANCIAL SERVICES: SALE OF VARIOUS TYPES OF INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-24
S63	Uniform Securities Agent State Law Examination	1996-07-08

S65 Uniform Investment Adviser Law Examination

2016-06-24
S63 Uniform Securities Agent State Law Examination

1996-07-08

Designations

Other Names

Jim Drummond

View on SEC IAPD

Other Firms

EIGHTH WONDER INVESTMENTS

LPL ENTERPRISE, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

LPL FINANCIAL LLC

PRIME CAPITAL FINANCIAL

Other Investors

Joseph Daniel Keimig

DAREN LEE PLADSON

KURT ALAN NYGAARD

WARREN WALTER WILSON

Daniel Brian Schuster

THOMAS MARTIN STADUM

Jacob Bill Radke

Other Offices

EIGHTH WONDER INVESTMENTS · FARGO, ND

MARINER · Fargo, ND

LPL ENTERPRISE, LLC · fargo, ND

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FARGO, ND

FJELL CAPITAL · FARGO, ND

LPL FINANCIAL LLC · FARGO, ND

PRIME CAPITAL FINANCIAL · FARGO, ND

EDWARD JONES · FARGO, ND

More in Fargo, ND

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