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5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-09-25 |
Branch Locations
50 Baltimore Street, Cumberland, MD 21502 • United States
5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States
5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2006-12-12 |
Branch Locations
5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States
50 Baltimore Street 4Th Floor, Cumberland, MD 21502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riggleman, Smyth & Associates, P.A. | Cumberland | MD | 10/1990 | Present |
| Cbiz Financial Solutions, Inc. | Cumberland | MD | 11/2001 | Present |
SMYTH & PYLES, LLC; SOUTH BALTIMORE ST, 4TH FLOOR, CUMBERLAND MD 21502; ACCOUNTING ATTEST SERVICES; PARTNER; 12 HOURS DURING TRADING; PROVIDE ATTEST SERVICES. A PORTION OF TIME IS DEDICATED TO A ROLE PROVIDING NON-INVESTMENT RELATED SERVICES FOR THE PARENT COMPANY OF THE BROKER-DEALER OR ONE OR MORE OF ITS AFFILIATED COMPANIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-12 |
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