Steven Edward Silvey

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2017-08-30
TX	RA	APPROVED	2017-08-23

GA RA
APPROVED

Since 2017-08-30
TX RA
APPROVED

Since 2017-08-23

Branch Locations

2520 Northwinds Pkwy Ste 200 Two Northwinds Center, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Atlanta	GA	05/2009	09/2016
Rbc Capital Markets, Llc	Atlanta	GA	09/2016	03/2017
Wells Fargo Clearing Services, Llc	Alpharetta	GA	08/2017	Present
Unemployed	Powder Springs	GA	03/2017	08/2017

05/2009 → 09/2016

Wells Fargo Advisors Llc

Atlanta, GA
09/2016 → 03/2017

Rbc Capital Markets, Llc

Atlanta, GA
08/2017 → Present

Wells Fargo Clearing Services, Llc

Alpharetta, GA
03/2017 → 08/2017

Unemployed

Powder Springs, GA

Previous Registrations

2016-10-04 → 2017-03-29

Rbc Capital Markets, Llc

Atlanta, GA
2009-02-23 → 2016-09-21

Wells Fargo Clearing Services, Llc

Atlanta, GA
2007-10-22 → 2008-12-15

Fsc Securities Corporation

Atlanta, GA
2007-05-09 → 2007-10-23

Northwestern Mutual Investment Services, Llc

Atlanta, GA
2005-03-09 → 2007-04-24

Osaic Fa, Inc.

Atlanta, GA

Virginia Beach, VA
2004-01-15 → 2005-03-17

Truist Investment Services, Inc.

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-12

S66 Uniform Combined State Law Examination

2004-01-12

Other Names

Steven Silvey

View on SEC IAPD

Other Firms

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NEW EDGE WEALTH

COMMONWEALTH FINANCIAL NETWORK

SEQUENT PLANNING, LLC

BROOKSTONE WEALTH ADVISORS, LLC

LADENBURG THALMANN ASSET MANAGEMENT INC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRESFUND ADVISORS

Other Investors

PAUL MATTHEW DAMM

MACARTHER ROYSTER PLUMART

PAUL FRANCIS SHAUGHNESSY

BRENDAN HUGH KEELAN

DANIEL ROSS MOSKOWITZ

RHEANNON LEA BODDIE

VENZON VICENCIO AROMIN

WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA

NEW EDGE WEALTH · Alpharetta, GA

COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA

SEQUENT PLANNING, LLC · ALPHARETTA, GA

BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA

SEQUENT PLANNING, LLC · ALPHARETTA, GA

LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

More in Alpharetta, GA

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