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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-12-07
  • WI RA
    APPROVED
    Since 2022-12-07

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

18500 W Corporate Drive Suite 100, Brookfield, WI 53045 • United States

Muskego, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2013 09/2016
Northwestern Mutual Investment Services Llc Milwaukee WI 07/2013 09/2016
U.S. Bancorp Investments, Inc. West Allis WI 05/2017 06/2021
Global View Capital Management, Ltd Waukesha WI 10/2016 05/2017
Rbc Capital Market, Llc Minneapolis MN 08/2021 Present
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Muskego Lacrosse Club ADDRESS: S76W18202 Janesville Road, Muskego, Wisconsin 53150 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jan 01, 2026 CAPACITY: Other DUTIES: Muskego Lacrosse Club, non-voting Board Member-Volunteer Coordinator. Responsibilities include communicating volunteer opportunities, creating volunteer sign-ups, and tracking activity for participant families who are required to commit to 2 volunteer opportunities per Season. No financial responsibilities. However, my son does receive a 50% discount on Registration Fees given my volunteerism to Muskego Lacrosse Club in this regard. There will be no time spent on this volunteer activity during RBC working hours. Muskego Lacrosse Club is a non-profit organization run by volunteer Board Members and Officers. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-05-31
S65 Uniform Investment Adviser Law Examination 1998-11-02
  • S63 Uniform Securities Agent State Law Examination
    2017-05-31
  • S65 Uniform Investment Adviser Law Examination
    1998-11-02
Other Names
  • Julie Lynne Brandt
  • Julie Lynne Wachholz
  • Julie Lynne Wachholz

View on SEC IAPD

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