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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-06 |
Branch Locations
143 Union Blvd Ste 1050, Lakewood, CO 80228 • United States
6501 Americas Pkwy Ne 10Th Fl [Support Center], Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 01/2016 | 05/2025 |
| Ubs Financial Services, Inc | Denver | CO | 05/2025 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Lakewood | CO | 02/2026 | Present |
| Unemployed | Denver | CO | 10/2025 | 02/2026 |
1. Hancock Brothers LLC, DenverCOUnited States-80227, Banking (Retail, Investment, Merchant), Cash account at Bellco credit union to help cover living expenses for my mother, Partner, Review monthly activity, start date-2/3/2014, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-06 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-09 |
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