Korey Don Rogers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 01/2017
  Edward Jones
  St. Louis, MO
• 01/2017 → 04/2020
  Wells Fargo Advisors Financial Network, Llc
  Hurst, TX
• 04/2020 → Present
  Lpl Financial, Llc
  Hurst, TX

Previous Registrations

• 2017-01-06 → 2020-04-27
  Wells Fargo Advisors Financial Network, Llc
  Hurst, TX
• 2010-06-24 → 2017-01-09
  Edward Jones
  Colleyville, TX
  Hurst, TX
• 2001-03-12 → 2004-03-02
  Lord, Abbett & Co. Llc
  Jersey City, NJ

Other Businesses

1. 4/24/2020 - ROGERS CAPITAL MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started jan 6 2017. 2. 12/02/2024 - 728b Ranch, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Ratliff City, OK - Start Date 02/22/2025 - 150 Hours per Month/ 0 Hours During Trading 3. 06/03/2026 - Rogers Capital Management - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/27/2026 - 25 hours per month/ 5 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-01-17
• S65 Uniform Investment Adviser Law Examination
  2000-03-07

Designations

• Certified Financial Planner