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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-09 |
| AL | RA | APPROVED | 2014-05-16 |
Branch Locations
850 Corporate Pkwy Ste 106, Hoover, AL 35242-5468 • United States
Birmingham, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Birmingham | AL | 05/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Birmingham | AL | 03/2020 | Present |
Board of Directors; american cancer society; board member; 1100 ireland way, bham, al 35205, ,; ; 05/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours / Pawnee Condominium Association; board member; 2710 20th street south, , birmingham, AL, 35209; Not Investment-Related; 05/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-17 |
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