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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-21 |
Branch Locations
1 Music Circle South Suite 330, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Synovus Bank | Nashville | TN | 02/2015 | 03/2019 |
| Synovus Securities, Inc. | Nashville | TN | 02/2015 | 03/2019 |
| Synovus Trust Company | Nashville | TN | 04/2015 | 03/2019 |
| Ftb Advisors | Brentwood | TN | 04/2019 | Present |
| Lpl Financial Llc | Brentwood | TN | 08/2025 | Present |
1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 08/26/2025 - 160 hours per month/ during trading 2- 08/21/2025 - First Horizon Bank- Financial Institution Duty - Senior Vice President / Private Client Services - Investment Related - At reported Business Location(s) - Start Date 04/24/2019 - 160 hours per month/ during trading 3- 08/21/2025 - Achieving Success Martial Arts - Business Owner - Director & CEO - Not Investment Related - Mt Juliet, TN - Start Date 07/01/2019 - 12 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-05 |
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