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Jonathan Jay Noel

Wells Fargo Clearing Services, LLC

Sacramento, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-01
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2021-03-01
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sacramento CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 Present
Previous Registrations
  • 2003-09-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Sacramento, CA
    Sacramento, CA
    St. Louis, MO
  • 2000-08-24 → 2003-01-22
    Charles Schwab & Co., Inc.
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-14
S63 Uniform Securities Agent State Law Examination 2000-02-07
  • S66 Uniform Combined State Law Examination
    2000-08-14
  • S63 Uniform Securities Agent State Law Examination
    2000-02-07

View on SEC IAPD

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Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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