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Jonathan Jay Noel

Wells Fargo Clearing Services, LLC

Sacramento, CA

CRD 4017942

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-01
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2021-03-01
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sacramento CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 Present
Previous Registrations
  • 2003-09-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Sacramento, CA
    Sacramento, CA
    St. Louis, MO
  • 2000-08-24 → 2003-01-22
    Charles Schwab & Co., Inc.
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-14
S63 Uniform Securities Agent State Law Examination 2000-02-07
  • S66 Uniform Combined State Law Examination
    2000-08-14
  • S63 Uniform Securities Agent State Law Examination
    2000-02-07

View on SEC IAPD

Nearby Firms

GUANILL WEALTH MANAGEMENT
ENDEAVOR FINANCIAL PLANNING
LPL FINANCIAL LLC

Nearby Investors

EDWARD SAL GUANILL
GARY PETER LIBHART
PAIGE DETER FARRELL

Nearby Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA

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