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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
NJ RA APPROVED 2020-02-07
  • NY RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2020-02-07

Branch Locations

6939 Amboy Road, Staten Island, NY 10309 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ross Vitale Financial Group Staten Island NY 06/2003 03/2017
Metlife Securities Inc Brooklyn NY 11/2007 03/2017
Mml Investors Services, Llc Staten Island NY 03/2017 12/2019
Massmutual Life Insurance Company Staten Island NY 07/2016 12/2019
Guardian Life Insurance Company Cranford NJ 12/2019 01/2020
Park Avenue Securities Cranford NJ 12/2019 01/2020
Guardian Life Insurance Company Staten Island NY 01/2020 Present
Park Avenue Securities Staten Island NY 01/2020 Present
  • 06/2003 → 03/2017
    Ross Vitale Financial Group
    Staten Island, NY
  • 11/2007 → 03/2017
    Metlife Securities Inc
    Brooklyn, NY
  • 03/2017 → 12/2019
    Mml Investors Services, Llc
    Staten Island, NY
  • 07/2016 → 12/2019
    Massmutual Life Insurance Company
    Staten Island, NY
  • 12/2019 → 01/2020
    Guardian Life Insurance Company
    Cranford, NJ
  • 12/2019 → 01/2020
    Park Avenue Securities
    Cranford, NJ
  • 01/2020 → Present
    Guardian Life Insurance Company
    Staten Island, NY
  • 01/2020 → Present
    Park Avenue Securities
    Staten Island, NY
Previous Registrations
  • 2012-05-14 → 2015-12-31
    Msi Financial Services, Inc.
    Staten Island, NY
    Staten Island, NY
    Brooklyn, NY
Other Businesses

INSURANCE BROKER- PRODUCTS OTHER THAN GUARDIAN ADDRESS: 41 BENTLEY LANRSTATEN ISLAND, NY 10307 START DATE:01/12/2000 10 HOURS PER MONTH/ 8 DURING NORMAL BUSINESS HOURS INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-10-07
  • S63 Uniform Securities Agent State Law Examination
    2005-10-07

View on SEC IAPD

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