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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-08
UT RA APPROVED 2007-06-27
  • TX RA
    APPROVED_RES
    Since 2021-10-08
  • UT RA
    APPROVED
    Since 2007-06-27

Branch Locations

95 S State St Suite 1500, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Salt Lake City UT 06/2007 Present
Previous Registrations
Other Businesses

1) KEN & KAYE HANSEN GRANDCHILDREN LTD A PARTNERSHIP; INVESTMENT-RELATED; 228 NORTH SEEMORE DR KAYSVILLE UT 84037; GENERAL PARTNER; BEGINNING 7/1/2007;DEVOTE APPROX. 1 HR/MO TO THIS ACTIVITY; APPROX 1 HR DURING MARKET TRADING HOURS; INVESTMENT MANAGEMENT. 2) HANSEN HOLLOW LLC, INVESTMENT-RELATED; KAYSVILLE, UT 84037, LLC FOR RENTAL PROPERTY; OWNER; BEGINNING 4/25/2012; DEVOTE APPROX. 10 HR/YEAR TO THIS ACTIVITY; NO TIME DURING MARKET TRADING HOURS; TAKE CARE OF THE PROPERTY. 3) HANSEN ENTERPRISES; INVESTMENT-RELATED; 2694 S OAKWOOD DR, SALT LAKE CITY, UT; LIMITED PARTNER; BEGINNING 6/2001; DEVOTE APPROX. 1 HR/MO TO THIS ACTIVITY; NO TIME DURING MARKET TRADING HOURS; NO DUTIES RELATED TO THIS ACTIVITY. 4) HANSEN FAMILY HOLDINGS; INVESTMENT-RELATED; 42 S FAIRWAY DR., KAYSVILLE, UT 84037, GENERAL PARTNER; BEGINNING 1/1/2014; DEVOTE APPROX. 3-5 HR/MO TO THIS ACTIVITY; APPROX 1 HR/MO DURING MARKET TRADING HOURS; MANAGE THE INVESTMENT PORTFOLIO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-18
S63 Uniform Securities Agent State Law Examination 1996-06-27
  • S66 Uniform Combined State Law Examination
    2001-01-18
  • S63 Uniform Securities Agent State Law Examination
    1996-06-27

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