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Steven Michael Kampwerth

Osaic Wealth, Inc.

Birmingham, AL

Point Venture, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-10-06
TX RA APPROVED 2025-10-06
  • AL RA
    APPROVED
    Since 2025-10-06
  • TX RA
    APPROVED
    Since 2025-10-06

Branch Locations

3535 Grandview Parkway Suite 500, Birmingham, AL 35243 • United States

Point Venture, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Capital Brokerage Houston TX 09/2008 05/2020
Investacorp Inc Miami FL 02/2016 05/2020
Lion Street Financial Austin TX 05/2020 01/2025
Crump Life Insurance Services Harrisburg PA 01/2025 08/2025
Osaic Wealth/Highland Capital Birmingham AL 08/2025 Present
  • 09/2008 → 05/2020
    Highland Capital Brokerage
    Houston, TX
  • 02/2016 → 05/2020
    Investacorp Inc
    Miami, FL
  • 05/2020 → 01/2025
    Lion Street Financial
    Austin, TX
  • 01/2025 → 08/2025
    Crump Life Insurance Services
    Harrisburg, PA
  • 08/2025 → Present
    Osaic Wealth/Highland Capital
    Birmingham, AL
Previous Registrations
  • 2008-10-28 → 2010-01-08
    Kestra Investment Services, Llc
    Houston, TX
    Austin, TX
    Houston, TX
  • 2006-04-07 → 2008-09-04
    Banc Of America Investment Services, Inc.
    Charlotte, NC
    Boston, MA
    Houston, TX
    Boston, MA
Other Businesses

1. CASA LOS OLMOS, LLC POSITION: manager NATURE: Rental property in Mexico LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2012 ADDRESS: 18621 Lakeland Dr, Lago Vista TX 78645, United States DESCRIPTION: it is rental pool condo in Mexico. All activity handled by manager, I file taxes once a year

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-06-15
S65 Uniform Investment Adviser Law Examination 2006-04-06
  • S63 Uniform Securities Agent State Law Examination
    2012-06-15
  • S65 Uniform Investment Adviser Law Examination
    2006-04-06
Designations

View on SEC IAPD

Other Firms

THRIVENT INVESTMENT MANAGEMENT INC.
PFS INVESTMENTS INC.
PMD ADVISORY
CETERA INVESTMENT ADVISERS LLC
NFSG CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
USA FINANCIAL SECURITIES LLC

Other Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

More in Birmingham, AL

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