David William Bowen

Current Employers

Employment History

• 06/2004 → Present
  Lpl Financial, Llc
  Tucson, AZ
• 03/2024 → Present
  Southwest Investment Advisors, Inc.
  Tucson, AZ

Other Businesses

1. 01/30/2024 - Southwest Investment Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/02/2024 - 160 Hours Per Month/ During Trading 2. 03/13/2024 - Southwest Investment Advisors, Inc - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/02/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Southwest Investment Advisors, Inc., an independent investment advisor firm. I started this business activity in 01/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 06/20/2024 - David Bowen CFP LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 01/04/2024 - 0 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-22
• S63 Uniform Securities Agent State Law Examination
  1996-07-31

Designations