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John Anthony Johnson

Osaic Institutions, Inc.

Muskogee, OK

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2020-01-13
  • OK RA
    APPROVED
    Since 2020-01-13

Branch Locations

135 N. Anthony Rd, Muskogee, OK 74403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Armstrong Bank Muskogee OK 07/2009 01/2020
Lpl Financial Llc Charlotte NC 07/2009 01/2020
Infinex Investments, Inc. Meriden CT 01/2020 Present
  • 07/2009 → 01/2020
    Armstrong Bank
    Muskogee, OK
  • 07/2009 → 01/2020
    Charlotte, NC
  • 01/2020 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2009-07-21 → 2020-02-12
    San Diego, CA
    Muskogee, OK
    Muldrow, OK
    Checotah, OK
    Dewey, OK
    Fort Gibson, OK
    Gore, OK
    Keys, OK
    Muskogee, OK
    Pawnee, OK
    Sallisaw, OK
    Stilwell, OK
    Tahlequah, OK
    Tahlequah, OK
    Vian, OK
    Wagoner, OK
    Warner, OK
    Bartlesville, OK
  • 2006-03-17 → 2009-07-21
    Uvest Financial Services Group, Inc.
    Tahlequah, OK
    Muskogee, OK
    Tahlequah, OK
    Muskogee, OK
Other Businesses

1.) Gospel Rescue Mission. Not investment related. Christian shelter which helps the homeless. Secretary on the Board. Approx 2 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-21
S63 Uniform Securities Agent State Law Examination 2005-06-14
  • S66 Uniform Combined State Law Examination
    2006-02-21
  • S63 Uniform Securities Agent State Law Examination
    2005-06-14
Other Names
  • John Anthony Johnson
  • John Anthony Johnson

View on SEC IAPD

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